In this section
Investment Services
IMPORTANT CONSUMER INFORMATION
This site is for informational purposes only and is not intended to be a solicitation or offering of any security and:
Representatives of a Registered Broker-Dealer ("BD") or Registered Investment Advisor ("IA") may only conduct business in a state if the representatives and the BD or IA they represent, (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state's registration requirements.
Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation.
We are registered to offer securities in the following states: NE, AZ, NV, TX, IA, CO, NC, GA, ID, MO, OR, SD, WA, OK
SII Investments, Inc. member FINRA / SIPC and a Registered Investment Advisor is not affiliated with Equitable Bank or Equitable Wealth Management. Securities and advisory services offered through SII Investments, Inc., are *not insured by the FDIC or any other Federal Government Agency *not a deposit or other obligation of, or guaranteed by any bank or their affiliates *subject to risks including the possible loss of principal amount invested. SII does not provide tax or legal advice.
