Investment Team Profiles

The Equitable Wealth Management Team:

staff_jimbrock

Jim Brock

Registered Representative of LPL Financial
619 North Diers Avenue
P.O. Box 160
Grand Island, NE 68802-0160
800-641-5046
308-382-3136

 

Jim has been involved in the financial services industry for almost 20 years. He’s a native of Columbus, Nebraska and graduated from the University of Nebraska at Lincoln.

Jim believes that financial success is not an accident but a result of sound planning. He is a firm believer in investment fundamentals and asset allocation* – following the philosophy of not “putting all your eggs in one basket.”

Jim maintains a strong personal commitment to helping maximize his clients’ wealth and he receives tremendous gratification from seeing them realize their dreams. Jim’s professional approach to business enables his clients to feel more confident and comfortable in a sometimes confusing and difficult investment environment.

When he’s not at Equitable Wealth Management, Jim is active in volunteer activities and his local church. He’s also an avid fisherman and a self-described “poor golfer.”

*Diversification and asset allocation do not guarantee positive results.  Loss, including loss of principal may result.

 

Mindy Borges

Mindy Borges    

Registered Representative of LPL Financial
920 South Jeffers
North Platte, NE 69101
877-602-7200
308-532-3648

 

 

Mindy is no stranger to the health insurance arena. Her extensive knowledge of the health insurance system combined with her concern for customers’ financial well-being has helped serve many people well as they worked through times of need.

Mindy is bringing that same, superior level of commitment to financial planning. She will provide a financial check-up; reviewing your current portfolio and recommending any changes needed to help you stay financially “fit”. Mindy can help ensure your goals and investments align.

A proud “soccer mom”, Mindy has been actively involved in organizing and coaching area youth sports. She is affiliated with Business Professional Women, Kiwanis and has volunteered for the Salvation Army, Senior Center and 4-H. Mindy and her husband have a daughter and 2 sons and live outside North Platte.

 

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